Jonesday Mutual Fund Advertising Consultant

Client(s): SEC-approved special consultant

Representation: SEC-approved special consultant in mutual fund investigation

Principal Professional(s): Charles M. Carberry, Harold K. Gordon

Lead Practice(s): SEC Investigations & Proceedings

Industry(s): Financial Services

Summary: SEC-approved special consultant to recommend policies and procedures governing advertising conducted by mutual fund in accordance with SEC administrative cease-and-desist order.

http://www.jonesday.com/experience/experience_detail.aspx?exID=S7782