Main focus on management of stock broking companies, investment banks and mutual funds.-----------------------------------------------------------
Compilation by Dr. K.V.S.S. Narayana Rao, Professor, National Institute of Industrial Engineering (NITIE), Mumbai- 400087, India.
Companion blog: www.kvssnrao-smis.blogspot.com
Tuesday, November 27, 2007
1. Business Concept and Regulation
SECURITIES AND EXCHANGE BOARD OF INDIA (STOCK-BROKERS AND SUB-BROKERS) REGULATIONS, 1992
SECURITIES AND EXCHANGE BOARD OF INDIA (MERCHANT BANKERS) REGULATIONS, 1992
SECURITIES AND EXCHANGE BOARD OF INDIA (MUTUAL FUND) REGULATIONS, 1996
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